John Horsley Wygal

Current Employers

Employment History

• 05/1994 → Present
  John H. Wygal & Co.
  Norwalk, CT
• 09/2008 → Present
  John H Wygal & Co. Llc
  Norwalk, CT
• 09/2014 → 06/2021
  Voya Financial Advisors
  Des Moines, IA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-11-28 → 2021-06-09
  Voya Financial Advisors, Inc.
  Avon, CT
  Norwalk, CT
  Norwalk, CT
  Norwalk, CT
  Avon, CT

Other Businesses

1) NAME OF OTHER BUSINESS: FIRST CONGREGATIONAL CHURCH OF DARIEN ; INVESTMENT RELATED: NO; ADDRESS: 14 BROOKSIDE RD DARIEN, CT 06820; NATURE OF BUSINESS: RELIGIOUS; START DATE: 6/2017; POSITION/TITLE/RELATIONSHIP: CHURCH COUNCIL MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: VOTE ON MATTERS OF IMPORTANCE WITHIN THE CHURCH; 2) NAME OF ENTITY: John H Wygal & Co, LLC; Yes; 161 EAST AVE STE 103; NORWALK; CT; 6851; DBA; co-owner; 9/2/2008; 200; 200; DBA for sale of securities and insurance products.| 3) NAME OF ENTITY:LIFE SETTLEMENT; No; 161 East Ave(my address); Norwalk; CT; 06851; LIFE SETTLEMENT; INDEPENDENT INSURANCE AGENT; 6/20/2019; 1; 1; PROVIDE LIFE SETTLEMENT PRODUCTS.|

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-07-29
• S63 Uniform Securities Agent State Law Examination
  1986-02-26