Nicholas Robert Sloane

Employer firm

Solomon Api LLC CRD 159471

$389M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2004 → 06/2020
  Nicholas R Sloane Inc, Dba Sloane Financial Services
  Warrenville, IL
• 09/2019 → 07/2024
  Ae Wealth Management, Llc
  Topeka, KS
• 02/2018 → 09/2019
  Wealth Watch Advisors, Llc
  Warrenville, IL
• 10/2012 → 02/2018
  Sgl Financial, Llc
  Warrenville, IL
• 07/2012 → 06/2020
  Nicholas R Sloane Inc, Dba Sloane Wealth Management
  Warrenville, IL
• 01/2019 → 12/2019
  American Financial Education Alliance
  Charlotte, NC
• 05/2019 → 05/2020
  Association Of Financial Educators
  Austin, TX
• 06/2020 → Present
  Sloane Wealth Management Sm
  Warrenville, IL
• 07/2024 → Present
  Solomon Api Llc
  Glendale Heights, IL

Previous Registrations

• 2019-09-23 → 2024-07-22
  Ae Wealth Management, Llc
  Warrenville, IL
  Glendale Heights, IL
  Schaumburg, IL
• 2018-02-08 → 2019-09-24
  Wealth Watch Advisors, Inc
  Warrenville, IL
  Englewood, CO
• 2012-10-25 → 2018-02-07
  Sgl Financial, Llc
  Warrenville, IL
  Buffalo Grove, IL
• 2010-01-28 → 2012-10-31
  Sloane Wealth Management Llc
  Warrenville, IL
  Oakbrook Terrace, IL
• 2009-02-23 → 2009-11-24
  Usa Wealth Management Llc
  Bloomingdale, IL

Other Businesses

SLOANE WEALTH MANAGEMENT SM; YES INVESTMENT RELATED; 27475 FERRY RD, WARRENVILLE, IL, 60555; INSURANCE SALES; OWNER; START DATE 06/2002; APPROX 140 HRS/MONTH; APPROX 140 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-11-21

Designations

• Chartered Financial Consultant

Other Names

• Nick Sloane