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Inactive

Nicholas Robert Sloane

Solomon Api LLC

Rockledge, FL

Glendale Heights, IL

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Current Employers
Solomon Api Llc

1950 Rockledge Unit 201, Rockledge, FL 32955 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-07-22
  • IL RA
    APPROVED
    Since 2024-07-22

Branch Locations

1950 Rockledge Unit 201, Rockledge, FL 32955 • United States

Glendale Heights, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nicholas R Sloane Inc, Dba Sloane Financial Services Warrenville IL 07/2004 06/2020
Ae Wealth Management, Llc Topeka KS 09/2019 07/2024
Wealth Watch Advisors, Llc Warrenville IL 02/2018 09/2019
Sgl Financial, Llc Warrenville IL 10/2012 02/2018
Nicholas R Sloane Inc, Dba Sloane Wealth Management Warrenville IL 07/2012 06/2020
American Financial Education Alliance Charlotte NC 01/2019 12/2019
Association Of Financial Educators Austin TX 05/2019 05/2020
Sloane Wealth Management Sm Warrenville IL 06/2020 Present
Solomon Api Llc Glendale Heights IL 07/2024 Present
  • 07/2004 → 06/2020
    Nicholas R Sloane Inc, Dba Sloane Financial Services
    Warrenville, IL
  • 09/2019 → 07/2024
    Topeka, KS
  • 02/2018 → 09/2019
    Wealth Watch Advisors, Llc
    Warrenville, IL
  • 10/2012 → 02/2018
    Warrenville, IL
  • 07/2012 → 06/2020
    Nicholas R Sloane Inc, Dba Sloane Wealth Management
    Warrenville, IL
  • 01/2019 → 12/2019
    American Financial Education Alliance
    Charlotte, NC
  • 05/2019 → 05/2020
    Association Of Financial Educators
    Austin, TX
  • 06/2020 → Present
    Sloane Wealth Management Sm
    Warrenville, IL
  • 07/2024 → Present
    Glendale Heights, IL
Previous Registrations
  • 2019-09-23 → 2024-07-22
    Warrenville, IL
    Glendale Heights, IL
    Schaumburg, IL
  • 2018-02-08 → 2019-09-24
    Warrenville, IL
    Englewood, CO
  • 2012-10-25 → 2018-02-07
    Warrenville, IL
    Buffalo Grove, IL
  • 2010-01-28 → 2012-10-31
    Sloane Wealth Management Llc
    Warrenville, IL
    Oakbrook Terrace, IL
  • 2009-02-23 → 2009-11-24
    Usa Wealth Management Llc
    Bloomingdale, IL
Other Businesses

SLOANE WEALTH MANAGEMENT SM; YES INVESTMENT RELATED; 27475 FERRY RD, WARRENVILLE, IL, 60555; INSURANCE SALES; OWNER; START DATE 06/2002; APPROX 140 HRS/MONTH; APPROX 140 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-11-21
  • S63 Uniform Securities Agent State Law Examination
    1991-11-21
Designations
Other Names
  • Nick Sloane

View on SEC IAPD

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