Best Investors Account Sign in

John Mathew Prosperi

Morgan Stanley

Washington, DC

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

1775 I Street, North West Suite 200, Washington, DC 20006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Washington DC 04/2007 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2007 → Present
    Washington, DC
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Washington, DC
  • 2006-09-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Washington, DC
    Washington, DC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-01-23
  • S63 Uniform Securities Agent State Law Examination
    1985-01-23
Other Names
  • John Matthew Prosperi

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Washington, DC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor