Alan Greer Thompson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2007 → 02/2025
  Concourse Financial Group Securities Inc
  Atlanta, GA
• 07/2014 → Present
  (Dba) Agt Financial Llc
  Cumming, GA
• 02/2007 → 05/2021
  (Dba) Legacy Finanical Partners Llc
  Cumming, GA
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Cumming, GA
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-02-26 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Atlanta, GA
  Cumming, GA
  Birmingham, AL
• 2006-11-29 → 2007-01-17
  Ameriprise Financial Services, Llc
  Alpharetta, GA

Other Businesses

(dba) AGT FINANCIAL LLC; Investment Related; Residence, Cumming, GA; Insurance and Financial Services; 1) Adviser; Start Date 07/2014; 60 hours per month; I market securities and insurance products as well as provide investment advice; 2) Agent; Start Date 05/2016; 10 hours per month; In conjunction with my securities and advisory business, I sell life insurance to those clients that have a need for it.

Exams

• S66 Uniform Combined State Law Examination
  2006-11-21