David Franklin Moore

Current Employers

Employment History

• 04/2015 → 01/2018
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 01/2018 → 07/2019
  Mml Investors Services, Llc
  Rochester, NY
• 01/2018 → 07/2019
  Massachusetts Mutual Life Insurance Company
  Rochester, NY
• 01/2020 → Present
  Moore Financial Group
  Naples, NY
• 07/2019 → 12/2019
  Changepath, Llc
  Rochester, NY
• 01/2020 → 07/2021
  Mass Mutual Life Insurance Company
  Rochester, NY
• 01/2020 → 07/2021
  Mml Investors Services, Llc
  Rochester, NY
• 07/2021 → 04/2024
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 07/2021 → 04/2024
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 04/2024 → Present
  Peak Brokerage Services, Llc
  Jupiter, FL
• 04/2024 → Present
  Independent Solutions Wealth Management, Llc
  Williamsville, NY

Previous Registrations

• 2021-07-21 → 2024-04-22
  Cambridge Investment Research Advisors, Inc.
  Naples, NY
  Rochester, NY
• 2019-07-22 → 2020-01-02
  Creativeone Wealth, Llc
  Naples, NY
  Overland Park, KS
  Rochester, NY
• 2015-07-15 → 2016-03-08
  American Portfolios Advisors, Inc
  Holbrook, NY

Other Businesses

1) Business Entity: Moore Financial Group; Business Activity: Insurance Agent; Duties of Position: sell life insurance; Title: Agent; Start Date: 4/2024; Approx. # of hours per month spent on activity: 20; Approx. # of hours spent during trading hours: 20 2) Business Entity: Peak Brokerage Services; Business Activity: Broker Dealer; Title: Registered Representative; Start Date: 4/2024; Approx. # of hours per month spent on activity: 20; Approx. # of hours spent during trading hours: 20 3) Business Entity: Independent Solutions Wealth Management, LLC; Business Activity: RIA; Title: IAR; Start Date: 4/2024; Approx. # of hours per month spent on activity: 20; Approx. # of hours spent during trading hours: 20 4) Business Entity: The Financial Guys; Business Activity: DBA & Radio Show; Title: Wealth Manager; Start Date: 4/2024; Approx. # of hours per month spent on activity: 20; Approx. # of hours spent during trading hours: 20

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-12-27

Designations

Other Names

• David F Moore
• David Franklin Moore
• David Moore