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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-01-20 |
| CT | RA | APPROVED | 2004-07-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 11/2003 | Present |
I*31513 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: UNCLE WIGGLY CLASSICS-CORPORATE SECRETARY INVESTMENT RELATED: N ADDRESS OF BUSINESS: WILTON, CONNECTICUT 6897 NATURE OF BUSINESS: OTHER, LLC POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PRIVATE FAMILY HOLDING FOR FAMILY PUBLISHED PROPERTIES CORPORATE SECRETARY I*126625 For profit or not for profit: For-Profit Organization Name of outside business organization: SILK HAT ENTERTAINMENT Investment related: N Address of business: WILTON, Connecticut 06897 Nature of business: LLC, Compensation for Activity: N Position, title, association: Family Held, Start date of relationship: 9/19/2019 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: EXISTING PART OF UNCLE WIGGILY CLASSICS -THIS IS AN ONLINE PRESENCE FOR PRESENTING DAILY CHILDRENS STORIES. MY ROLE IS IN POSTING THE STORIES AND MAINTAINING THE ONLINE PRESENCE -THE STORIES ARE OFFERED FOR FREE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-18 |
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