Michel C Shanks

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Restaurant
  Winston, TX
• 10/2012 → Present
  J.P. Morgan Securities Llc
  Houston, TX
• 12/2008 → 04/2019
  Almost Sobe, Llc
  Aspen, CO
• 10/2012 → Present
  Jpmorgan Chase Bank, N.A.
  Houston, TX

Previous Registrations

• 2005-10-24 → 2012-10-01
  Chase Investment Services Corp.
  Houston, TX
  Houston, TX
  The Woodlands, TX
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX
  The Woodlands, TX
• 2005-09-20 → 2005-10-24
  Banc One Securities Corporation
  Woodlands, TX
• 2005-07-06 → 2005-09-22
  Chase Investment Services Corp.
  Woodlands, TX
• 2005-04-15 → 2005-07-06
  Banc One Securities Corporation
  Houston, TX

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: 1100 RESTAURANT GROUP, LP. POSITION: SILENT CAPITAL INVESTOR START DATE: 7/30/2014 ADDRESS: 1100 Houston, TX DETAILS: MULTIPLE RESTAURANTS. HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 INVESTMENT RELATED: NO

Exams

• S66 Uniform Combined State Law Examination
  2007-02-20
• S63 Uniform Securities Agent State Law Examination
  1985-02-07

Other Names

• Michel L Sembritzky
• Michel Leslie Castrinos
• Michel C Jenkins
• Michel L Castrinos
• Michel Castrinos Sembritzky
• Michel Leslie Castrinos
• Michel C Shanks
• Michel Leslie Shanks