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3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-09-04 |
| TX | RA | APPROVED | 2024-09-03 |
Branch Locations
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES
363 Route 46 West 3Rd Floor, Fairfield, NJ 07004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Fairfield | NJ | 05/2009 | 10/2018 |
| Realta Equities, Inc. | Wilmington | DE | 10/2018 | 09/2024 |
| Realta Investment Advisors, Inc. | Wilmington | DE | 10/2018 | 09/2024 |
| Nations Financial Group, Inc | Cedar Rapids | IA | 09/2024 | Present |
1. KEY CLIENT FINANCIAL ADVISORS; IS INVESTMENT RELATED; 363 ROUTE 46 WEST 3RD FL, FAIRFIELD, NJ 07004; NATURE OF BUSINESS IS DBA TO OFFER INVESTMENT AND ADVISORY SERVICES; POSITION IS PARTNER/OWNER; STARTED 8/1/04; SPEND APPROX ON BUSINESS 160 HOURS; SPEND APPROX 160 HOURS ON BUSINESS DURING TRADING HOURS; DUTIES ARE TO OFFER INVESTMENT AND ADVISORY SERVICES TO CLIENTS 2. KEY CLIENT FINANCIAL ADVISORS; IS NOT INVESTMENT RELATED; 363 ROUTE 46 WEST 3RD FL, FAIRFIELD, NJ 07004; NATURE OF BUSINESS IS TO OFFER DISABILITY INCOME INSURANCE; POSITION IS AGENT; STARTED 10/24/24; SPEND APPROX ON BUSINESS 1 HOUR PER MONTH; SPEND APPROX 1 HOUR ON BUSINESS DURING TRADING HOURS; DUTIES IS AGENT FOR DISABILITY INCOME INSURANCE 3. KEY CLIENT; IS NOT INVESTMENT RELATED; 363 ROUTE 46 WEST 3RD FL, FAIRFIELD, NJ 07004; NATURE OF BUSINESS IS TO LEASE OFFICE SPACE; POSITION IS PARTNER; STARTED IN 2005; SPEND APPROX 0 HOURS A MONTH ON BUSINESS; SPEND APPROX 0 HOURS PER MONTH ON BUSINESS DURING TRADING HOURS; DUTIES: none, handled by other partners.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-11 |
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