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Current Employers
Nations Financial Group, Inc.

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-09-04
TX RA APPROVED 2024-09-03
  • NJ RA
    APPROVED
    Since 2024-09-04
  • TX RA
    APPROVED
    Since 2024-09-03

Branch Locations

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES

363 Route 46 West 3Rd Floor, Fairfield, NJ 07004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Fairfield NJ 05/2009 10/2018
Realta Equities, Inc. Wilmington DE 10/2018 09/2024
Realta Investment Advisors, Inc. Wilmington DE 10/2018 09/2024
Nations Financial Group, Inc Cedar Rapids IA 09/2024 Present
Previous Registrations
Other Businesses

1. KEY CLIENT FINANCIAL ADVISORS; IS INVESTMENT RELATED; 363 ROUTE 46 WEST 3RD FL, FAIRFIELD, NJ 07004; NATURE OF BUSINESS IS DBA TO OFFER INVESTMENT AND ADVISORY SERVICES; POSITION IS PARTNER/OWNER; STARTED 8/1/04; SPEND APPROX ON BUSINESS 160 HOURS; SPEND APPROX 160 HOURS ON BUSINESS DURING TRADING HOURS; DUTIES ARE TO OFFER INVESTMENT AND ADVISORY SERVICES TO CLIENTS 2. KEY CLIENT FINANCIAL ADVISORS; IS NOT INVESTMENT RELATED; 363 ROUTE 46 WEST 3RD FL, FAIRFIELD, NJ 07004; NATURE OF BUSINESS IS TO OFFER DISABILITY INCOME INSURANCE; POSITION IS AGENT; STARTED 10/24/24; SPEND APPROX ON BUSINESS 1 HOUR PER MONTH; SPEND APPROX 1 HOUR ON BUSINESS DURING TRADING HOURS; DUTIES IS AGENT FOR DISABILITY INCOME INSURANCE 3. KEY CLIENT; IS NOT INVESTMENT RELATED; 363 ROUTE 46 WEST 3RD FL, FAIRFIELD, NJ 07004; NATURE OF BUSINESS IS TO LEASE OFFICE SPACE; POSITION IS PARTNER; STARTED IN 2005; SPEND APPROX 0 HOURS A MONTH ON BUSINESS; SPEND APPROX 0 HOURS PER MONTH ON BUSINESS DURING TRADING HOURS; DUTIES: none, handled by other partners.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-30
S63 Uniform Securities Agent State Law Examination 1985-01-11
  • S66 Uniform Combined State Law Examination
    2002-07-30
  • S63 Uniform Securities Agent State Law Examination
    1985-01-11
Other Names
  • Frank Michael Calabrese

View on SEC IAPD

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