Best Investors Account Sign in
Inactive

Elizabeth Somers Ottaway

Pointe Capital Management LLC

Grosse Pointe Farms, MI

Claim This Profile
Current Employers
Pointe Capital Management Llc

102 Kercheval Avenue Suite 200, Grosse Pointe Farms, MI 48236 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2015-02-03
  • MI RA
    APPROVED
    Since 2015-02-03

Branch Locations

102 Kercheval Avenue Suite 200, Grosse Pointe Farms, MI 48236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pointe Capital Management, Llc Grosse Pointe Farms MI 02/2015 Present
Previous Registrations
  • 2011-02-01 → 2014-11-10
    Munder Capital Management
    Birmingham, MI
Other Businesses

1) MEMBER OF CORPORATE COMMITTEE AT ST. VINCENT AND SARAH FISHER CENTER (NON-PROFIT); 2) CHAIR, INVESTMENT COMMITTEE YOUNG WOMEN'S HOME ASSOCIATION (NON-PROFIT); 3) CHAIR, INVESTMENT COMMITTEE OF TAU BETA ASSOCIATION (NON-PROFIT). THE TIME SPENT ON THESE ACTIVITIES MAY VARY THROUGHOUT THE YEAR BUT MAY INVOLVE UP TO 1% OF REGISTRANT'S TIME VIA THE REGISTRANT'S HOME OFFICE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-08-21
S65 Uniform Investment Adviser Law Examination 1996-08-20
  • S63 Uniform Securities Agent State Law Examination
    2012-08-21
  • S65 Uniform Investment Adviser Law Examination
    1996-08-20
Other Names
  • Elizabeth Somers Ottaway
  • Elizabeth Gallagher Somers

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Grosse Pointe Farms, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor