James Edwin Almond

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 07/2009 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 1990-08-31 → 2009-07-01
  Cetera Wealth Services, Llc
  Dallas, TX
  Dallas, TX

Other Businesses

1.JIM ALMOND, 5700 GRANIT PARKWAY, STE 200, PLANO, TX, 7/01/2009 AS OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR, - 1/WK - 1/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 35/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. RED RIVER INSTITUTE OF HISTORY, INC, 11029 BUGGY WHIP LANE, WAUKOMIS, OK, BOARD MEMBER OF A NON-PUBLIC ENTITY, 11/18/20, NIR, 1/YR- 0/TRADING 4.FIRST DALLAS FINANCIAL GROUP, Frisco TX 75034, United States, 07/01/2009, IAR, DBA Name, INV REL, 160HR/MO- 120HR/TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-01-21

Other Names

• Jim Almond