Robert Boas Greene

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Llc
  Los Angeles, CA

Previous Registrations

• 2008-10-08 → 2009-12-23
  Associated Planners Investment Advisory Inc
  Boston, MA
• 2008-10-08 → 2009-09-08
  Associated Securities Corp.
  Los Angeles, CA
• 2004-02-19 → 2008-11-07
  Tow Financial Advisors
  Sherman Oaks, CA
• 2003-11-05 → 2005-03-02
  Raymond James Financial Services, Inc.
  Sherman Oaks, CA
• 2003-04-21 → 2003-10-13
  Allied Consulting Group
  Los Angeles, CA

Other Businesses

1. 04/18/2011: FULL SPECTRUM WEALTH - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 12/05/2014 - NO BUSINESS NAME - INV REL - 24018 MALIBU RD, MALIBU CALIF 90265 - REAL ESTATE RENTAL - START 10/29/14 - 10 HOURS PER MONTH, 0 DURING TRADING - RENTAL OF FAMILY TRUST OWNED PROPERTY 3. 12/17/2014 - NO BUSINESS NAME - 11500 W OLYMPIC BLVD SUITE 303, LOS ANGELES, CA 90064 - NON-VARIABLE INSURANCE - START 12/04/2014 - 10 HOURS PER MONTH, 0 DURING TRADING. 4. 9/5/2017 - Suzanne B Greene Trust - Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Started 09/01/2009 - 3 Hours Per Month/1 Hour During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-11-25
• S65 Uniform Investment Adviser Law Examination
  2000-12-04

Designations

• Certified Financial Planner

Other Names

• Robert B Greene