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Current Employers
The Wealth Consulting Group

8925 West Post Road 2Nd Floor, Las Vegas, NV 89148 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-25
CA RA APPROVED 2016-04-20
  • TX RA
    APPROVED_RES
    Since 2016-08-25
  • CA RA
    APPROVED
    Since 2016-04-20

Branch Locations

1455 Response Rd Suite 100, Sacramento, CA 95615 • United States

8925 West Post Road 2Nd Floor, Las Vegas, NV 89148 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Sacramento CA 04/2016 Present
The Wealth Consulting Group Sacramento CA 04/2016 Present
Previous Registrations
  • 2008-08-13 → 2016-04-19
    Cetera Wealth Services, Llc
    Rancho Cordova, CA
    Sacramento, CA
    Rancho Cordova, CA
  • 2000-10-11 → 2008-08-13
    Pension Planners Securities, Inc.
    Sacramento, CA
    Sacramento, CA
Other Businesses

1. 04/18/2016 - DAROLD MARK/ NON-VARIABLE INSURANCE/ 5%/ SACRAMENTO, CA 2. 04/18/2016 - DAROLD MARK/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ SACRAMENTO, CA 3. 04/20/2016; WCG Wealth Advisors, LLC; Registered Investment Advisor Hybrid; The Wealth Consulting Group; INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 3/24/16; TIME SPENT 100%

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-11-23
  • S63 Uniform Securities Agent State Law Examination
    1992-11-23

View on SEC IAPD

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