James Grover Kelley

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Houston, TX
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Houston, TX

Other Businesses

FAMILY LIMITED PARTNERSHIP TO MANAGE THE ASSETS OF FAMILY ESTATE; INVESTMENT RELATED; HOUSTON, TX; MANAGING GENERAL PARTNER. STARTED DECEMBER 1998. NUMBER OF HOURS DEVOTED TO THIS BUSINESS IS 2 HOURS AND ZERO HOURS DURING SECURITIES TRADING HOURS. MANAGING GENERAL PARTNER FOR THE BENEFIT OF THE LIMITED PARTNERS(3 SIBLINGS). - EXECUTOR OF MOTHER'S ESTATE; INVESTMENT RELATED; HOUSTON, TX; ON HOUR DEVOTED PER MONTH DURING TRADING HOURS.- NOTARY PUBLIC; NOT INVESTMENT RELATED; STATE OF TX; ONE HOUR DEVOTED PER MONTH; NOT DURING TRADING HOURS. TRUSTEE FOR MOTHER, INV RELATED, HOUSTON, TX, START: 12/2014, 1 HOUR PER MONTH/0 DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-17
• S63 Uniform Securities Agent State Law Examination
  1984-11-29

Other Names

• Grover Kelley