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Current Employers
Gradient Securities, Llc

4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-02-17
  • FL RA
    APPROVED
    Since 2015-02-17

Branch Locations

4105 Lexington Avenue Suite 380, Arden Hills, MN 55126 • US

8603 S Dixie Highway Suite 304, Pinecrest, FL 33156 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gradient Securities, Llc Arden Hills MN 11/2012 Present
Capital Financial Services Pinecrest FL 10/1984 Present
  • 11/2012 → Present
    Arden Hills, MN
  • 10/1984 → Present
    Capital Financial Services
    Pinecrest, FL
Previous Registrations
Other Businesses

1) DBA CAPITAL FINANCIAL SERVICES; INVT REL; 8603 S. DIXIE HIGHWAY SUITE 304, PINECREST FL 33156; FIXED INSURANCE SALES; INSURANCE AGENT; START 10/1984; 120 HRS/MO; 120 HRS/MO DURING TRADING; FIXED INSURANCE SALES AND DBA FOR SECURITIES & INVESTMENT ADVISORY SERVICES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-25
  • S65 Uniform Investment Adviser Law Examination
    1997-03-25
Other Names
  • Armando Cunill

View on SEC IAPD

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