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Gradient Securities, LLC CRD 127701
$608M regulatory AUM 251 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-02-17 |
Branch Locations
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126 • US
8603 S Dixie Highway Suite 304, Pinecrest, FL 33156 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gradient Securities, Llc | Arden Hills | MN | 11/2012 | Present |
| Capital Financial Services | Pinecrest | FL | 10/1984 | Present |
1) DBA CAPITAL FINANCIAL SERVICES; INVT REL; 8603 S. DIXIE HIGHWAY SUITE 304, PINECREST FL 33156; FIXED INSURANCE SALES; INSURANCE AGENT; START 10/1984; 120 HRS/MO; 120 HRS/MO DURING TRADING; FIXED INSURANCE SALES AND DBA FOR SECURITIES & INVESTMENT ADVISORY SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-25 |
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