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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-03-20 |
| TX | RA | APPROVED | 2023-03-17 |
Branch Locations
1450 Brickell Avenue 15Th Floor, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Miami | FL | 04/2014 | 03/2023 |
| J.P. Morgan Securities | Miami | FL | 03/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Miami | FL | 03/2023 | Present |
Entity Name: Hamilton Square V Investment related: No Address: 1006 South Main Street, Plantsville, CT 06479 Nature of the other business: Cleaning Products Position/Title/Relationship: Owner/Partner Start Date: 07/31/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Hamilton is an SPV created for the sole purpose of investing in the firm HCI Cleaning Products. The portfolio company manufactures "green" child and pet friendly cleaning solutions that are EPA registered, for retail and industrial use. this is a passive investment only Entity Name: Owl Autonomous Imaging Investment related: No "Address: 407 Willowbrook Office Park, Building 400 2nd floor, Fairport , NY 14450" Nature of the other business: Thermal Imaging Position/Title/Relationship: Owner/Partner Start Date: 02/01/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Thermal imaging
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-04 |
| S65 | Uniform Investment Adviser Law Examination | 2003-10-07 |
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