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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-02-23 |
| SC | RA | APPROVED | 2009-10-29 |
| NC | RA | APPROVED | 2005-03-04 |
Branch Locations
6115 Park South Drive Suite 200, Charlotte, NC 28210 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company Of Amercia | Charlotte | NC | 04/2004 | Present |
| Park Avenue Securities | Charlotte | NC | 06/2004 | Present |
1) Insurance other than Guardian-fixed annuities not offered by Guardian Start: 01/21/2021 Address: 6115 Park South Drive Ste. 200 Charlotte, NC 2821 2 total hours per month, 2 during securities trading hours Investment related Less than 10% annual compensation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-12 |
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