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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-26 |
| NC | RA | APPROVED | 2021-07-22 |
| CT | RA | APPROVED | 2012-11-26 |
Branch Locations
572 Titus Ave, Rochester, NY 14617 • United States
13420 Reese Blvd W, Ste 13 [Satellite], Huntersville, NC 28078 • United States
157 Goose Lane [Satellite], Guilford, CT 06437 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Guilford | CT | 11/2012 | Present |
POWER OF ATTORNEY FOR SPOUSE; INV RELATED; GUILFORD, CT; START 1/6/2017; 10 HRS/MO; 10 HRS DURING TRADING.; CO-TRUSTEE FOR SPOUSE; INV RELATED; GUILFORD, CT; START 5/2015; 10 HRS/MO; 10 DURING TRADING.; TRUSTEE FOR 401K & DBP PLANS; INV RELATED; GUILFORD, CT; PERSONAL PLANS; START 2/7/2014; 10 HRS/MO; 10 DURING TRADING.; NOTARY PUBLIC, NOT INV RELATED, DENVER, CO, START 7/15/2020, 10 HOURS PER MONTH, 3 HOURS DURING TRADING, NOTARIZE DOCUMENTS.;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1989-03-06 |
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