Kemper David Arnold

Current Employers

Employment History

• 03/1984 → Present
  General American Life Insurance Co
  Cleveland, OH
• 01/1988 → Present
  Vantage Financial Group
  Cleveland, OH
• 09/2013 → 11/2018
  Cetera Advisor Networks Llc
  El Segundo, CA
• 07/2017 → Present
  Vicus Capital, Inc.
  State College, PA
• 11/2018 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 10/2025 → Present
  The Prestwick Group
  Cleveland, OH

Previous Registrations

• 2012-11-01 → 2013-09-03
  Walnut Street Securities, Inc.
  Cleveland, OH
  Cleveland, OH

Other Businesses

(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 01/1986, 15HRS/WK (10 TRADING HOURS), INSURANCE AGENT - SELLS LIFE, ACCIDENT, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE, AND STRUCTURED SETTLEMENTS; (2) VANTAGE FINANCIAL GROUP, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 01/1988, 15HRS/WK (10 TRADING HOURS), ADVISORY REPRESENTATIVE; (3) KEMPER D. ARNOLD - ATTORNEY, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, LEGAL CONSULTANT/MEDIATOR, START 03/2012, 1HR/WK (TRADING HOURS), MAY BE RETAINED AS A CONSULTANT OR MEDIATOR WHERE LEGAL BACKGROUND AND PROFESSIONAL EXPERTISE IS DESIRED. DOES NOT DRAFT LEGAL DOCUMENTS PERTAINING TO THESE MATTERS; (4) VANTAGE SETTLEMENT ADVISORY GROUP; INVESTMENT RELATED: NO ; SAME AS REGISTERED ADDRESS ; CLASS ACTION AND MASS TORT CLAIM REVIEW & EVALUATION, ADMINISTRATION SERVICES ; START 06/2002 ; 3HRS/WK (TRADING HOURS), ADMINISTRATIVE SERVICES INCLUDE CLAIM REVIEW, COMMUNICATIONS WITH CLAIMANTS AND COORDINATION OF CLASS ACTION ADMINISTRATIVE DUTIES FOR CLASS COUNSEL; (5) VANTAGE SETTLEMENT ADVISORY GROUP, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DESIGN & IMPLEMENTATION OF STRUCTURED SETTLEMENTS, START 01/1986, 2HRS/WK (TRADING HOURS), PLAINTIFF LITIGATION SETTLEMENT CONSULTANT - SERVE AS MEDICAL ADMINISTRATOR OVERSEEING DISTRIBUTION SETTLEMENT PAYMENTS. MAY BE RETAINED AS EXPERT WITNESS; (6) CLEVELAND MARSHALL LAW ALUMNI ASSOCIATION, NOT INVESTMENT RELATED, 2121 EUCLID AVE. LB121, CLEVELAND, OH 44115, NON-PROFIT ORGANIZATION, START 06/2014, 2HRS/WK (NON-TRADING HOURS), HONORARY TRUSTEE - NON-VOTING BOARD MEMBER; (7) NAME OF OTHER BUSINESS: VICUS CAPITAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS START DATE: 7/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISING (8) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: ART SALES ; START DATE: 08/2020 ; POSITION/TITLE/RELATIONSHIP: SELLER ; APX NUMBER OF HOURS PER WEEK: 3 ; APX NUMBER OF HOURS DURING TRADING HOURS: 3 ; BRIEF DESCRIPTION OF DUTIES: SALES OF ARTWORK ; (9) NAME OF OTHER BUSINESS: THE PRESTWICK GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2025, POSITION/TITLE/RELATIONSHIP: MEMBER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, BRIEF DESCRIPTION OF DUTIES: DBA FOR STRUCTURED SETTLEMENTS;

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-01-04