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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-07-18
NH RA APPROVED 2006-03-08
  • TX RA
    APPROVED_RES
    Since 2006-07-18
  • NH RA
    APPROVED
    Since 2006-03-08

Branch Locations

900 Elm St, Manchester, NH 03101 • United States

Glen, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Manchester NH 03/2006 Present
Bank Of America, N.A. Manchester NH 11/2009 Present
Previous Registrations
  • 2005-08-11 → 2006-03-08
    Advest, Inc.
    Manchester, NH
  • 2003-04-28 → 2005-08-18
    Legg Mason Wood Walker, Incorporated
    Manchester, NH
Other Businesses

I*94336FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: TECHNOLOGY VILLAGE REALTY MANAGEMENT CORP. BOARDINVESTMENT RELATED: NADDRESS OF BUSINESS: MT WASHINGTON VALLEY ECONOMIC COUNCIL, 53 TECHNOLOGY LANE SUITE 100CONWAY, NEW HAMPSHIRE 3818NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 7/1/2016NUMBER OF HOURS DEVOTED: 4 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MISSION STATEMENT: TO ENHANCE OUR COMMUNITIES BY FOSTERING THE FORMATION OF NEW BUSINESS AND ATTRACTING BUSINESSES TO RELOCATE TO THE AREA, WITH A COMMITMENT TO HELP THEM DIVERSIFY, PROSPER AND ENHANCE THEIR SUSTAINABILITY WHILE PRESERVING THE REGION I*3104269 Entity Type: Entity Charitable Name of OBA: Conway Area Humane Society Address: Conway, New Hampshire Investment Related: No Position, Title, Association: Board Member Employee Start Date: 11/01/2025 Number of Hours: 8, Monthly Number of Hours during trading: 0, Monthly Duties: Mission Statement Conway Area Humane Society is a community of volunteers, staff, and supporters dedicated to promoting animal welfare through rescue, adoption, and education. Conway Area Humane Society is a 501(c)3 nonprofit organization. I will be a member of the organization's board of directors assisting with strategic planning, fundraising, and any other tasks that help the organization meet its goals.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-04-24
S63 Uniform Securities Agent State Law Examination 1985-01-18
  • S65 Uniform Investment Adviser Law Examination
    2003-04-24
  • S63 Uniform Securities Agent State Law Examination
    1985-01-18

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