Paul Anthony Sartori

Employer firm

Legacy Financial Advisors, Inc. CRD 158675

$1.52B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → Present
  Triad Advisors
  Norcross, GA
• 06/2006 → Present
  Legacy Financial Advisors, Inc
  Covington, KY

Previous Registrations

• 2005-08-05 → 2011-09-20
  Kestra Investment Services, Llc
  Covington, KY
• 2000-01-01 → 2005-08-09
  Osaic Fa, Inc.
  Covington, KY

Other Businesses

1. 4TH STREET, LLC; NOT INVESTMENT RELATED; 117 E 4TH STREET, COVINGTON KY 41011; REAL ESTATE; 33.3% OWNER; 4/2008; <1 HOUR/MONTH; RENTAL INCOME; N/A 2. APPOINTMENT WITH MULTIPLE CARRIERS; INSURANCE PRODUCT SALES; SALES AGENT; PAID DIRECT BY THE CARRIERS COMPENSATION VARIES YEAR BY YEAR; PRODUCT SALES AGENT 3. JOAN DANIELS TRUST; TRUSTEE; 1993; 1 HR/ MONTH; NOT COMPENSATED 4. JAMES SORRELL TRUST;CASH ACCOUNT; SOLE TRUSTEE; 1/8/2010; 1 HR/MONTH; NOT COMPENSATED; MANAGE DISTRIBUTION OF FUNDS AND ALL OTHER FUNCTIONS AS A TRUSTEE 5.Legacy Financial Advisors;investment related;117 E. 4th Street,Covington,KY 41011;wealth management;principal;2008;160 hrs/month;6.5 hrs during trading;administrative,service,sales 6)Bridge Partners,USA;not investment related;117 E. 4th Street,Covington,KY 41094;insurance solution for advisors;owner 33.3%;3/30/2017;1-5 hrs/month;<1 hr during trading;build pipelines with other RIA firms or insurance shops,offer Bridge Partners as an insurance solution to their insurance needs. 7)Financial Fitness Powered by Legacy,LLC;not investment related;117 E 4th Street,Covington,KY 41011;education;16% owner;11/1/2020;2-3 hrs/month;<1 hr during trading;refer program to companies

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-12-17

Other Names

• Paul A Sartori