Sam Pieh

Current Employers

American Independent Securities Group, Llc

664 S Rivershore Lane Ste 150, Eagle, ID 83616 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2015-07-29

OR RA
APPROVED

Since 2015-07-29

Branch Locations

Lake Oswego, OR • United States

664 S Rivershore Lane Suite 150, Eagle, ID 83616 • USA

664 S Rivershore Lane Ste 150, Eagle, ID 83616 • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation Yes
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
American Independent Securities Group	Eagle	ID	07/2015	Present

07/2015 → Present

American Independent Securities Group

Eagle, ID

Previous Registrations

2012-04-11 → 2018-03-08

Jhs Capital Advisors, Llc

Portland, OR

Lake Oswego, OR

Portland, OR
2002-10-24 → 2012-04-11

Paulson Investment Company Llc

Portland, OR

Portland, OR

Other Businesses

1. I AM THE OWNER FOR HUNAN PEARL CUISINE LLC, EFFECTIVE 8/16/22, Chinese Restaurant with dine in and take out service. THIS BUSINESS IS LOCATED AT 15160 SW BANGY RD., LAKE OSWEGO, OR 97035. I DEVOTE APPROXIMATELY 20 HOURS PER WEEK TO THIS BUSINESS ACTIVITY, NONE DURING TRADING HOURS. 2. Fixed Insurance Sales, compensated by commissions, not investment related. less than 10% of time / AISG

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-05-24
S63	Uniform Securities Agent State Law Examination	1985-05-20

S65 Uniform Investment Adviser Law Examination

2000-05-24
S63 Uniform Securities Agent State Law Examination

1985-05-20

Other Names

Same Pieh

View on SEC IAPD