Daniel Roy Ruble

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-10-04
CA	RA	APPROVED	2007-05-24

TX RA
APPROVED_RES

Since 2023-10-04
CA RA
APPROVED

Since 2007-05-24

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

1450 Fashion Island Blvd, San Mateo, CA 94404 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Fisher Investements	Woodside	CA	03/2007	Present

03/2007 → Present

Fisher Investements

Woodside, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-05-07
S63	Uniform Securities Agent State Law Examination	1992-02-06

S65 Uniform Investment Adviser Law Examination

2007-05-07
S63 Uniform Securities Agent State Law Examination

1992-02-06

View on SEC IAPD