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Frank Gilbert Nyerges

LPl Financial LLC

Monrovia, CA

Massapequa, NY

CRD 1321369

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-05
  • CA RA
    APPROVED
    Since 2025-06-05

Branch Locations

Monrovia, CA • United States

Massapequa, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Pasadena CA 06/2009 10/2016
Western International Securities, Inc. Pasadena CA 10/2016 Present
Lpl Financial Llc Duarte CA 06/2025 Present
  • 06/2009 → 10/2016
    Pasadena, CA
  • 10/2016 → Present
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2025 → Present
    Duarte, CA
Previous Registrations
  • 2016-10-28 → 2025-06-05
    Western International Securities, Inc.
    Pasadena, CA
    Pasadena, CA
    Pasadena, CA
    Duarte, CA
    Massapequa, NY
  • 2009-06-01 → 2016-11-01
    Pasadena, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Pasadena, CA
  • 1998-11-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    Pasadena, CA
    Pasadena, CA
Other Businesses

Accident & Health, Life, and Variable Insurance; Investment-Related; Agent;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-12-18
  • S63 Uniform Securities Agent State Law Examination
    1984-12-18
Other Names
  • Frank G. Nyerges
  • F. Gilbert Nyerges
  • Gil Nyerges

View on SEC IAPD

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