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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-08-19 |
| TX | RA | APPROVED | 2010-04-29 |
Branch Locations
2525 Kell Boulevard Suite 310, Wichita Falls, TX 76308 • United States
Charleston, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Wichita Falls | TX | 04/2010 | Present |
1. The Roy & Gretta Hogan Foundation; 2016 Clarinda, Wichita Falls, TX 76308; Foundation, President & Member; Manage assets; 08/11/2016; 1 Hour per Quarter; Not during securities trading hours; Not Investment-Related. 2. Family Partnership; 2016 Clarinda, Wichita Falls, TX 76308, Partnership; President/Partner; Maintain long term family assets; 08/31/2016; 1 Hour per Quarter; Not during securities trading hours; Investment-Related. 3. Wichita Falls Area Community Foundation; 2405 Kell Blvd, Ste 100, Wichita Falls, TX 76308; Community Foundation; Board Member; Participate in Board Meetings quarterly; 01/26/2017; 2 Hours per Quarter; Not during securities trading hours; Not Investment-Related. 4. Robb James Island LLC; 2016 Clarinda Ave Wichita Falls TX, 76308; Single Member LLC set up to own real estate; Manager; to manage affairs of the LLC; 8/14/17; 0 hours per day; not during securities trading hours; Not Investment-Related. 6. Ropar Operating Co; PO Box 9062 Wichita Falls, TX 76308; Oil & Gas interests; Owner; 06/10/2016; 0 Hours per Year; Not during security trading hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-17 |
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