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Thomas Lee Boulund

Morgan Stanley

Davenport, IA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-10-01
TX RA APPROVED 2021-10-01
  • IA RA
    APPROVED
    Since 2021-10-01
  • TX RA
    APPROVED
    Since 2021-10-01

Branch Locations

4300 East 53Rd Street Suite 300, Davenport, IA 52807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Davenport IA 09/2011 10/2021
Morgan Stanley Smith Barney Llc Davenport IA 10/2021 Present
Morgan Stanley Private Bank, N.A New York NY 12/2021 Present
  • 09/2011 → 10/2021
    Ubs Financial Services Inc.
    Davenport, IA
  • 10/2021 → Present
    Morgan Stanley Smith Barney Llc
    Davenport, IA
  • 12/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2011-09-30 → 2021-10-21
    Ubs Financial Services Inc.
    Davenport, IA
  • 2009-06-01 → 2011-10-10
    Morgan Stanley
    Moline, IL
    Davenport, IA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Moline, IL
  • 2000-04-19 → 2007-04-02
    Morgan Stanley Dw Inc.
    Moline, IL
    Moline, IL
Other Businesses

*465025- Trust; Investment related Yes; Bettendorf, Iowa; Trust; Trustee/Co-Trustee; 04/2014; During business hours: 1; After business hours: 0;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-04-29
S63 Uniform Securities Agent State Law Examination 1984-12-05
  • S65 Uniform Investment Adviser Law Examination
    1992-04-29
  • S63 Uniform Securities Agent State Law Examination
    1984-12-05
Other Names
  • Tom Boulund

View on SEC IAPD

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Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · Quad Cities, IA
EDWARD JONES · Davenport, IA
MATHESON & ROCK WEALTH MANAGEMENT, LLC · DAVENPORT, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Davenport, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · DAVENPORT, IA
EDWARD JONES · DAVENPORT, IA
REDHAWK WEALTH ADVISORS, INC. · DAVENPORT, IA
THRIVENT INVESTMENT MANAGEMENT INC. · DAVENPORT, IA

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