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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-08 |
| NJ | RA | APPROVED | 2009-03-13 |
Branch Locations
500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States
8 Main Street, Southampton, NY 11968-4819 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Florham Park | NJ | 03/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-02 |
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