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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-09 |
| IA | RA | APPROVED | 2019-02-11 |
Branch Locations
401 W. Water St Suite C/3, Decorah, IA 52101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward D. Jones & Co., L.P. | Decorah | IA | 07/1984 | 02/2019 |
| Raymond James Financial Services, Inc. | West Union | IA | 02/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Decorah | IA | 02/2019 | Present |
| Dick Cuvelier Financial Services | Decorah | IA | 02/2019 | Present |
(1) Name of Business: Dick Cuvelier Financial Services Address: 401 W. Water St. Suite 1, Decorah, IA, 52101, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 02/12/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Branch Manager/Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-05 |
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