Richard Wayne Cuvelier

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1984 → 02/2019
  Edward D. Jones & Co., L.P.
  Decorah, IA
• 02/2019 → Present
  Raymond James Financial Services, Inc.
  West Union, IA
• 02/2019 → Present
  Raymond James Financial Services Advisors, Inc.
  Decorah, IA
• 02/2019 → Present
  Dick Cuvelier Financial Services
  Decorah, IA

Previous Registrations

• 2007-01-18 → 2019-02-13
  Edward Jones
  Decorah, IA

Other Businesses

(1) Name of Business: Dick Cuvelier Financial Services Address: 401 W. Water St. Suite 1, Decorah, IA, 52101, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 02/12/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Branch Manager/Financial Advisor

Exams

• S66 Uniform Combined State Law Examination
  2006-11-30
• S63 Uniform Securities Agent State Law Examination
  1985-01-05

Other Names

• Dick Cuvelier