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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-22 |
| IN | RA | APPROVED | 2019-09-17 |
Branch Locations
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
101 E Washington Street, Greencastle, IN 46135 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Greencastle | IN | 06/2003 | 10/2017 |
| Advantage Investment Management Llc | Greencastle | IN | 01/2018 | 09/2019 |
| Securities America Advisors Inc | Greencastle | IN | 10/2017 | 11/2017 |
| Securities America Inc | Greencastle | IN | 10/2017 | 11/2017 |
| Jw Cole Advisors Inc | Tampa | FL | 09/2019 | Present |
(1) North Salem Wealth Strategies; DBA; 101 E Washington Street, Greencastle, IN 46135; Financial Advisor and Insurance Agent; Provide investment advice to small business owners, individuals, families. Provide insurance products and solutions to bank customers/ZLife insurance/annuities/ long term care insurance; Start 7/7/2023; 160 hrs./mo., 160 hrs./mo. during trading (80 hrs./mo. dedicated to insurance). (2) Advantage Financial Group - DBA, Investment Related, 101 E Washington Street, Greencastle, IN 46135 (3) Ernst & Roth, Non-Investment Related, 101 E Washington Street, Greencastle, IN 46135, Engineered Cost Segregation Studies, Solicitor, 2007, 4 hours per month devoted, 4 hours per month devoted during securities trading hours, solicit the services of Ernst & Roth Financial clients who own commercial real estate (4) Office Rental; Not investment related; 101 East Washington, IN, Owner; I own the building and the bank is renting the space; Start 8/1/2001; 1 hr./mo. during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-19 |
| S66 | Uniform Combined State Law Examination | 2006-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-09 |
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