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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2025-05-13 |
Branch Locations
2999 Oak Road Suite 1030, Walnut Creek, CA 94597 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Honolulu | HI | 06/2012 | 05/2025 |
| Raymond James & Associates, Inc. | Honolulu | HI | 05/2025 | Present |
(1)Name of Business: Address: 205 Lumahai Pl, Honolulu, HI, 96825, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 05/31/1975 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Play bass locally, usually perform twice a month. Sometimes if am on mainland seeing clients I don't platy for more than month. Hours are always off work hours. Early evenings. Sometimes late afternoon on a weekend. (2)Name of Business: Address: 205 Lumahai Pl, Honolulu, HI, 96825, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 06/07/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner who has hours of helping manage the property. Buying supplies, working with our 2 independent contracters.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1984-11-14 |
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