Lois Lingner-Aiello

Current Employers

Employment History

• 09/2014 → 03/2019
  Morgan Stanley
  Mt Kisco, NY
• 03/2019 → Present
  Lpl Financial, Llc
  Westport, CT
• 09/2014 → 03/2019
  Morgan Stanley Wealth Management
  Purchase, NY
• 09/2020 → Present
  Gladstone Wealth Partners
  Westport, CT

Previous Registrations

• 2016-11-30 → 2019-03-18
  Morgan Stanley
  Mount Kisco, NY
  Purchase, NY

Other Businesses

1. 3/15/2019 - Gladstone Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 3/15/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 7/16/2020 - LLA-FA-BOOK MANAGEMENT - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 06/01/2020 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 9/15/2020 - GLADSTONE INSTITUTIONAL ADVISORY, LLC - DBA: (Hybrid) GLADSTONE WEALTH GROUP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - ADMIN. - Started 09/01/2020 - 80 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through GLADSTONE INSTITUTIONAL ADVISORY, LLC, an independent investment advisor firm. I started this business activity in 09/2020. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 03/2019 - LPL Financial - broker-dealer registered admin - Investment Related - At Reported Business Location(s) - 80 hours a month during securities trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-11-30
• S63 Uniform Securities Agent State Law Examination
  2003-10-29

Other Names

• Lois Aiello
• Lois Lingner-Aiello
• Lois Lingner
• Lois Lingner
• Lois Aiello