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Current Employers
Silver Oak Securities, Incorporated

403 N. Parkway Ste. 101, Jackson, TN 38305 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2021-09-03
  • KY RA
    APPROVED
    Since 2021-09-03

Branch Locations

4359 Dixie Highway, Elsmere, KY 41018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Railey Business Service Covington KY 01/1972 Present
Avantax Investment Services, Inc. Elsmere KY 02/1993 12/2020
Avantax Advisory Services Elsmere KY 08/1993 12/2020
Avantax Insurance Agency, Llc Elsmere KY 01/1998 12/2020
Silver Oak Securities, Inc. Jackson TN 12/2020 Present
Kfg Wealth Management Llc Granger IN 01/2021 Present
  • 01/1972 → Present
    Railey Business Service
    Covington, KY
  • 02/1993 → 12/2020
    Avantax Investment Services, Inc.
    Elsmere, KY
  • 08/1993 → 12/2020
    Avantax Advisory Services
    Elsmere, KY
  • 01/1998 → 12/2020
    Avantax Insurance Agency, Llc
    Elsmere, KY
  • 12/2020 → Present
    Silver Oak Securities, Inc.
    Jackson, TN
  • 01/2021 → Present
    Kfg Wealth Management Llc
    Granger, IN
Previous Registrations
  • 2021-01-28 → 2021-09-03
    Elsmere, KY
    Granger, IN
  • 1993-08-02 → 2020-12-21
    Avantax Advisory Services
    Erlanger, KY
    Elsmore, KY
Other Businesses

1) Railey Financial Service,Is Not Investment Related,,"Accounting, Tax Prep, Payroll, insurance sales",President,1986-01-01,60 hours per month,0 hours per month during trading hours,Salary Compensation,Manage the Company and Accounting and Tax Prep and Payroll Prep, DBA for securities business. 2) "Railey Business Service, Inc.",Is Investment Related,,Insurance and Annuities,President,1994-01-01,5 hours per month,0 hours per month during trading hours,Commission Compensation,"sales of Life Insurance, Annuities, Disability, LTC, DOBA" 3) TEAM Foundation, Is Not Investment Related, 2500 Madison Ave Covington, KY 41014, Treasurer for TEAM Foundation. A nonprofit organization to support sports activities of the Covington Public School District, Officer/Director, 5/1/2021, 5 hours per month,0 hours per month during trading hours, Pay bills, make deposits and keep books for the organization.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-29
S63 Uniform Securities Agent State Law Examination 1984-11-30
  • S65 Uniform Investment Adviser Law Examination
    1999-12-29
  • S63 Uniform Securities Agent State Law Examination
    1984-11-30

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