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403 N. Parkway Ste. 101, Jackson, TN 38305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2021-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Railey Business Service | Covington | KY | 01/1972 | Present |
| Avantax Investment Services, Inc. | Elsmere | KY | 02/1993 | 12/2020 |
| Avantax Advisory Services | Elsmere | KY | 08/1993 | 12/2020 |
| Avantax Insurance Agency, Llc | Elsmere | KY | 01/1998 | 12/2020 |
| Silver Oak Securities, Inc. | Jackson | TN | 12/2020 | Present |
| Kfg Wealth Management Llc | Granger | IN | 01/2021 | Present |
1) Railey Financial Service,Is Not Investment Related,,"Accounting, Tax Prep, Payroll, insurance sales",President,1986-01-01,60 hours per month,0 hours per month during trading hours,Salary Compensation,Manage the Company and Accounting and Tax Prep and Payroll Prep, DBA for securities business. 2) "Railey Business Service, Inc.",Is Investment Related,,Insurance and Annuities,President,1994-01-01,5 hours per month,0 hours per month during trading hours,Commission Compensation,"sales of Life Insurance, Annuities, Disability, LTC, DOBA" 3) TEAM Foundation, Is Not Investment Related, 2500 Madison Ave Covington, KY 41014, Treasurer for TEAM Foundation. A nonprofit organization to support sports activities of the Covington Public School District, Officer/Director, 5/1/2021, 5 hours per month,0 hours per month during trading hours, Pay bills, make deposits and keep books for the organization.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1984-11-30 |
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