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Saul Kalu Onyeuku

LPl Financial LLC

Red Oak, TX

CRD 1318901

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-29
NE RA APPROVED 2018-12-20
  • TX RA
    APPROVED_RES
    Since 2020-09-29
  • NE RA
    APPROVED
    Since 2018-12-20

Branch Locations

Red Oak, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Omaha NE 05/2016 11/2018
Royal Alliance Associates, Inc. Omaha NE 11/2018 12/2018
Lpl Financial, Llc Omaha NE 12/2018 Present
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Omaha, NE
  • 11/2018 → 12/2018
    Royal Alliance Associates, Inc.
    Omaha, NE
  • 12/2018 → Present
    Omaha, NE
Previous Registrations
  • 2018-11-02 → 2018-12-20
    Omaha, NE
    Rochester, MN
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Cedar Rapids, IA
    Omaha, NE
    Rochester, MN
  • 2011-01-07 → 2016-05-13
    Omaha, NE
    Cedar Rapids, IA
    Omaha, NE
  • 2001-12-10 → 2010-12-31
    Securities America Advisors, Inc.
    Omaha, NE
Other Businesses

1. 08/25/2013 - ONYEUKU WEALTH STRATEGIES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 95%/ OMAHA, NE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-09
S63 Uniform Securities Agent State Law Examination 1991-12-27
  • S65 Uniform Investment Adviser Law Examination
    1997-05-09
  • S63 Uniform Securities Agent State Law Examination
    1991-12-27

View on SEC IAPD

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