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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-13 |
| IL | RA | APPROVED | 2007-10-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Quincy | IL | 09/2007 | Present |
1. CFZ Corp; 417 S 24th St, Quincy, IL 62301; Owns building Stifel rents; President; Manage Building; 09/01/2008; 3 Hours per Week; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1984-11-26 |
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