William Gordon Merrick

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1984 → 02/2017
  Mml Investors Services, Inc.
  Charlottesville, VA
• 12/1983 → 02/2017
  Massmutual Life Insurance Company
  Charlottesville, VA
• 02/2017 → Present
  Lpl Financial, Llc
  570 Stonefield Circle, VA

Previous Registrations

• 1999-07-23 → 2017-03-01
  Mml Investors Services, Llc
  Charlottesville, VA
  Charlottesville, VA
  Glen Allen, VA

Other Businesses

1) 02/06/2017 - WGM FINANCIAL SERVICES, INC - DEPOSITORY FOR REVENUE RECEIVED FROM MULTIPLE SOURCES - inv rel - at reported business location(s) - start: 1/1/2006 - 2 hr/mth 2) 02/06/2017 - WFG BENEFITS INC - Non-Variable Insurance - inv rel - at reported business location(s) - sells: INDIVIDUAL HEALTH INSURANCE - 5 hr/mth 3) 02/06/2017 - FINANCIAL GROUP OF VIRGINIA - Non-Variable Insurance - inv rel - at reported business location(s) - sells: INDIVIDUAL AND GROUP HEALTH - 15 hr/mth 4) 02/06/2017 - THE MEADOWS FOUR BROTHERS, LLC - Real Estate Rental - MEMBER - inv rel - start: 7/24/2014 - 5 hr/mth

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-09
• S63 Uniform Securities Agent State Law Examination
  1985-01-22

Other Names

• William Gordon Merrick
• W. Gordon Merrick