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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2019-10-31 |
| TX | RA | APPROVED_RES | 2019-10-31 |
Branch Locations
1896 Hudson Circle, Ste. 6, Monroe, LA 71201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities | Monroe | LA | 10/2010 | 10/2019 |
| Lpl Financial Llc | Monroe | LA | 10/2019 | Present |
1)09/26/2019 - RiverLink Advisors, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/2014 - 35 hr/mth 2)09/26/2019 - WALNUT CREEK TREE FARM - family business - non-inv rel - Monroe, LA - start: 04/2015 - 1 hr/mth. 3) 2/12/2020 - Mosely Minerals, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 02/14/2019 - 1 Hour Per Month/0 Hours During Securities Trading - Oil and gas royalties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1984-11-27 |
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