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Susan Alice Kokat

Wells Fargo Clearing Services, LLC

Warrenton, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-05-18
NJ RA APPROVED 2016-01-28
PA RA APPROVED 2016-01-15
  • VA RA
    APPROVED
    Since 2026-05-18
  • NJ RA
    APPROVED
    Since 2016-01-28
  • PA RA
    APPROVED
    Since 2016-01-15

Branch Locations

70 Main St Ste 31, Warrenton, VA 20186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Radnor PA 01/2016 11/2016
Wells Fargo Clearing Services, Llc Radnor PA 11/2016 Present
Previous Registrations
  • 2013-02-14 → 2016-02-10
    Credit Suisse Securities (Usa) Llc
    West Conshohocken, PA
Other Businesses

TRUSTEE FOR FAMILY TRUST; INV RELATED; PAOLI, PA; FARM; START: 1/1/00; 1 HR/MO; 0 DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-29
S63 Uniform Securities Agent State Law Examination 2001-03-26
  • S66 Uniform Combined State Law Examination
    2013-01-29
  • S63 Uniform Securities Agent State Law Examination
    2001-03-26

View on SEC IAPD

Other Firms

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FOUNDERS FINANCIAL SECURITIES LLC
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC
THRIVENT INVESTMENT MANAGEMENT INC.
AMERIPRISE FINANCIAL SERVICES, LLC
EQUITY SERVICES, INC.
MERIDIAN FINANCIAL PARTNERS LLC

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APRIL SPITTLE BLAKE
Jessica Ashby
Jeremy Noel
ISAAC KWAKU COBBINAH
DENNIS JOSEPH DONOVAN
JAMES EVERETT TOBIAS
Kevin Hook

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Warrenton, VA
FOUNDERS FINANCIAL SECURITIES LLC · Warrenton, VA
EDWARD JONES · Warrenton, VA
WELLS FARGO CLEARING SERVICES, LLC · WARRENTON, VA
CETERA INVESTMENT ADVISERS LLC · WARRENTON, VA
THRIVENT INVESTMENT MANAGEMENT INC. · Warrenton, VA
AMERIPRISE FINANCIAL SERVICES, LLC · Warrenton, VA
CETERA INVESTMENT ADVISERS LLC · WARRENTON, VA

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