Frank Malcolm Minor

Current Employers

Employment History

• 05/2009 → 04/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chester, NJ
• 10/2010 → 04/2020
  Bank Of America,Na
  Chester, NJ
• 04/2020 → Present
  Rbc Capital Markets, Llc
  Chester, NJ

Previous Registrations

• 2009-05-22 → 2020-05-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chester, NJ
• 2008-01-01 → 2009-06-01
  Wells Fargo Clearing Services, Llc
  Chester, NJ
• 2003-10-14 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Chester, NJ
  Chester, NJ
  St. Louis, MO

Other Businesses

I*89245 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NANCY R. MINOR INVESTMENT RELATED: Y ADDRESS OF BUSINESS: UPPER MONTCLAIR, NEW JERSEY 7043 NATURE OF BUSINESS: OTHER, PERSONAL ASSETS OF MY MOTHER POSITION, TITLE, ASSOCIATION: OTHER, I AM HER INVESTMENT ADVISOR START DATE OF RELATIONSHIP: 12/21/2015 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 5 DUTIES: I AM POA OVER MY MOTHER'S BROKERAGE ACCOUNTS, ACCTS. I PAY ALL OF HER BILLS AND MANAGE HER ASSETS. I*91576 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ESTATE OF NANCY R. MINOR INVESTMENT RELATED: Y ADDRESS OF BUSINESS: MORRIS PLAINS, NEW JERSEY 7950 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OTHER, EXECUTOR START DATE OF RELATIONSHIP: 3/8/2016 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 5 DUTIES: EXECUTOR OF THE ESTATE AND ALL DUTIES PERTAINING TO THAT POSITION I*8066 For profit or not for profit: Name of outside business organization: Childrens Trust F M Minor III & F M Minor IV Co-T Investment related: Address of business: Morris Plains, New Jersey 7950 Nature of business: , Position, title, association: , Start date of relationship: 11/28/2017 Number of hours devoted: 5 hour(s) Quarterly Number of hours devoted during trading hours: 5 Duties: I*8067 For profit or not for profit: Name of outside business organization: Childrens Trust T A Minor & F M Minor III C0- Trus Investment related: Address of business: Glen Gardner, New Jersey 8826 Nature of business: , Position, title, association: , Start date of relationship: 11/28/2017 Number of hours devoted: 5 hour(s) Quarterly Number of hours devoted during trading hours: 5 Duties:

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-12-07