Kerry Lee Monif

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2003 → 01/2020
  Securities America, Inc.
  Omaha, NE
• 01/2006 → 01/2020
  Securities America Advisors, Inc
  Omaha, NE
• 09/2010 → 01/2020
  Black Oak Investment Counsel
  Omaha, NE
• 01/2020 → Present
  Lpl Financial Llc
  Omaha, NE

Previous Registrations

• 2006-01-19 → 2020-01-15
  Securities America Advisors, Inc.
  Omaha, NE
  Omaha, NE
• 2001-07-26 → 2003-07-31
  Wells Fargo Clearing Services, Llc
  Omaha, NE

Other Businesses

1) 6/29/2020 - JFC Advisor Network - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 6/25/2020 - 160 Hours Per Month/160 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2006-01-03
• S65 Uniform Investment Adviser Law Examination
  2000-10-05
• S63 Uniform Securities Agent State Law Examination
  1985-01-09

Other Names

• Kerry Lee Klingelhoefer