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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-07-17 |
| VT | RA | APPROVED | 2009-03-19 |
Branch Locations
67 Merchants Row Suite 102, Rutland, VT 05701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | S. Burlington | VT | 03/2009 | Present |
1) TWEEDY BARNES / TUPELO DR BREWSTER, MA 02631 / AGRICULTURE & LIVESTOCK / FAMILY OWNED CRANBERRY GROWING OPERATION / PRESIDENT AND BOARD MEMBER / NO DAY TO DAY. WE OVERSEE THE COMPANY WE'VE HIRED TO DO OUR GROWING / START DATE 06/01/1995 / 5 HRS MONTH DURING WORKING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1984-11-15 |
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