Peter Peabody Kelley

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → Present
  Ubs Financial Services Inc
  S. Burlington, VT

Previous Registrations

• 1994-12-19 → 2009-03-19
  Citigroup Global Markets Inc.
  Rutland, VT
  Rutland, VT

Other Businesses

1) TWEEDY BARNES / TUPELO DR BREWSTER, MA 02631 / AGRICULTURE & LIVESTOCK / FAMILY OWNED CRANBERRY GROWING OPERATION / PRESIDENT AND BOARD MEMBER / NO DAY TO DAY. WE OVERSEE THE COMPANY WE'VE HIRED TO DO OUR GROWING / START DATE 06/01/1995 / 5 HRS MONTH DURING WORKING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-11-19
• S63 Uniform Securities Agent State Law Examination
  1984-11-15