Robert Alan Ogden

Current Employers

Employment History

• 01/2002 → Present
  Lpl Financial, Llc
  Santa Maria, CA
• 11/2012 → 02/2019
  Ogden Wealth Management & Planning Services, Llc
  Santa Maria, CA
• 01/2002 → Present
  Robert Ogden, Cpa
  Santa Maria, CA
• 02/2019 → Present
  Golden State Wealth Management, Llc
  Santa Maria, CA

Previous Registrations

• 2013-04-19 → 2019-02-15
  Ogden Wealth Management & Planning Services, Llc
  Santa Maria, CA

Other Businesses

1.10/10/2003: No Business Name--Investment Related--At Reported Business Location(s)--Non-Variable Insurance. 2.8/23/2005: ROBERT A. OGDEN & ASSOCIATES FINANCIAL SERVICES--Investment Related--At Reported Business Location(s)--Non-Variable Insurance DBA. 3.12/11/2008: OGDEN WEALTH MANAGEMENT AND PLANNING SERVICES--Investment Related--At Reported Business Location(s)--Non-Variable Insurance DBA. 4.4/22/2009:Robert A. Ogden, CPA--At Reported Business Location(s)--CPA/Bookkeeper/Tax Preparer--Time Spent 20%--CPA services provided. 5.8/29/2013:Ogden Wealth--Investment Related--At Reported Business Location(s)--DBA for LPL Business (entity for LPL business)--Used for email domain name purposes (...@ogdenwealth.com). 6.10/16/2019:Golden State Wealth Management, LLC--Investment related--At reported business location(s)--Registered Investment Advisor Hybrid--start date:03/01/2019--150 hrs/mo--120 hrs during trading--IAR--I provide investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in October 2019. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7.10/16/2019:Golden State Wealth Management, LLC--DBA:Ogden Wealth Management & Planning Services--Investment related--At reported business location(s)--Registered Investment Advisor DBA--start date:03/01/2019--150 hrs/mo--120 hrs during trading--IAR--I provide investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in October 2019. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8.11/5/2019:Golden State Wealth Management, LLC--DBA: Ogden Wealth Management--Investment related--At reported business location(s)--Registered Investment Advisor Hybrid--start date:3/1/2019--150 hrs/mo--110 hrs during trading--I provide investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in October 2019. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9.1/25/2022:Golden State Asset Management, LLC ' DE--Investment Related--At Reported Business Location(s)--Registered Investment Advisor DBA--Started 12/21/2021--Time Spent 2%--I provide investment advisory services through Golden State Asset Management, LLC `DE, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 0 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business...

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-10-12
• S65 Uniform Investment Adviser Law Examination
  1998-10-12

Designations

Other Names

• Bob Ogden