Stanley William Smith

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Burlington, NC
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Burlington, NC

Previous Registrations

• 2005-09-26 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Burlington, NC
  Burlington, NC
  St. Louis, MO

Other Businesses

HOLDS INACTIVE REAL ESTATE LICENSE IN THE STATE OF NORTH CAROLINA, Start: 1/1/1984, 0 hours/month, 0 during trading. HAWBROOK HEIGHTS LLC; INVESTMENT RELATED; WHITSETT, NC; LLC HOLDING RENTAL PROPERTIES; 100% OWNERSHIP WITH SPOUSE; START 2009; 2 HOURS DEVOTED PER MONTH; NONE DURING BUSINESS HOURS; DUTIES INCLUDE MAKING REPAIRS TO THE PROPERTIES. RENTAL PROPERTY; INVESTMENT RELATED; BURLINGTON,NC; 100% OWNERSHIP WITH SPOUSE; START 11/1/2020; NUMBER OF HOURS PER MONTH 0.5; NUMBER OF HOURS DURING TRADING 0; LANDLORD. RENTAL PROPERTY; INVESTMENT RELATED; BURLINGTON,NC; 100% OWNERSHIP WITH SPOUSE; START 11/1/2020; NUMBER OF HOURS PER MONTH 0.5; NUMBER OF HOURS DURING TRADING 0; LANDLORD. RENTAL PROPERTY; INVESTMENT RELATED; BURLINGTON,NC; 100% OWNERSHIP WITH SPOUSE; START 12/1/2020; NUMBER OF HOURS PER MONTH 0.5; NUMBER OF HOURS DURING TRADING 0; LANDLORD. RENTAL PROPERTY; INVESTMENT RELATED; WHITSETT,NC; 100% OWNERSHIP WITH SPOUSE; START 12/1/2020; NUMBER OF HOURS PER MONTH 0.5; NUMBER OF HOURS DURING TRADING 0; LANDLORD. RENTAL PROPERTY; INVESTMENT RELATED; WHITSETT,NC; 100% OWNERSHIP WITH SPOUSE; START 12/1/2020; NUMBER OF HOURS PER MONTH 0.5; NUMBER OF HOURS DURING TRADING 0; LANDLORD. RENTAL PROPERTY; INVESTMENT RELATED; WHITSETT,NC; 100% OWNERSHIP WITH SPOUSE; START 12/1/2020; NUMBER OF HOURS PER MONTH .5; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY, INVT RELATED, MEBANE, NC, 100% OWNERSHIP WITH SPOUSE, START 12/1/2020, 0.5 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD. RENTAL PROPERTY, INVT RELATED, GRAHAM, NC, 100% OWNERSHIP WITH SPOUSE, START 12/1/2020, 0.5 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD. RENTAL PROPERTY, INVT RELATED, MEBANE, NC, 100% OWNERSHIP WITH SPOUSE, START 12/1/2020, 0.5 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD. RENTAL PROPERTY, INVT RELATED, GIBSONVILLE, NC, 100% OWNERSHIP WITH SPOUSE, START 12/1/2020, 0.5 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD.

Exams

• S66 Uniform Combined State Law Examination
  2005-09-23
• S63 Uniform Securities Agent State Law Examination
  1984-12-26

Other Names

• Stan Smith