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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2008-01-01 |
Branch Locations
1708 Westbrook Ave, Burlington, NC 27215 • United States
380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States
806 Green Valley Rd Ste 100, Greensboro, NC 27408 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Burlington | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Burlington | NC | 11/2016 | Present |
HOLDS INACTIVE REAL ESTATE LICENSE IN THE STATE OF NORTH CAROLINA, Start: 1/1/1984, 0 hours/month, 0 during trading. HAWBROOK HEIGHTS LLC; INVESTMENT RELATED; WHITSETT, NC; LLC HOLDING RENTAL PROPERTIES; 100% OWNERSHIP WITH SPOUSE; START 2009; 2 HOURS DEVOTED PER MONTH; NONE DURING BUSINESS HOURS; DUTIES INCLUDE MAKING REPAIRS TO THE PROPERTIES. RENTAL PROPERTY; INVESTMENT RELATED; BURLINGTON,NC; 100% OWNERSHIP WITH SPOUSE; START 11/1/2020; NUMBER OF HOURS PER MONTH 0.5; NUMBER OF HOURS DURING TRADING 0; LANDLORD. RENTAL PROPERTY; INVESTMENT RELATED; BURLINGTON,NC; 100% OWNERSHIP WITH SPOUSE; START 11/1/2020; NUMBER OF HOURS PER MONTH 0.5; NUMBER OF HOURS DURING TRADING 0; LANDLORD. RENTAL PROPERTY; INVESTMENT RELATED; BURLINGTON,NC; 100% OWNERSHIP WITH SPOUSE; START 12/1/2020; NUMBER OF HOURS PER MONTH 0.5; NUMBER OF HOURS DURING TRADING 0; LANDLORD. RENTAL PROPERTY; INVESTMENT RELATED; WHITSETT,NC; 100% OWNERSHIP WITH SPOUSE; START 12/1/2020; NUMBER OF HOURS PER MONTH 0.5; NUMBER OF HOURS DURING TRADING 0; LANDLORD. RENTAL PROPERTY; INVESTMENT RELATED; WHITSETT,NC; 100% OWNERSHIP WITH SPOUSE; START 12/1/2020; NUMBER OF HOURS PER MONTH 0.5; NUMBER OF HOURS DURING TRADING 0; LANDLORD. RENTAL PROPERTY; INVESTMENT RELATED; WHITSETT,NC; 100% OWNERSHIP WITH SPOUSE; START 12/1/2020; NUMBER OF HOURS PER MONTH .5; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY, INVT RELATED, MEBANE, NC, 100% OWNERSHIP WITH SPOUSE, START 12/1/2020, 0.5 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD. RENTAL PROPERTY, INVT RELATED, GRAHAM, NC, 100% OWNERSHIP WITH SPOUSE, START 12/1/2020, 0.5 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD. RENTAL PROPERTY, INVT RELATED, MEBANE, NC, 100% OWNERSHIP WITH SPOUSE, START 12/1/2020, 0.5 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD. RENTAL PROPERTY, INVT RELATED, GIBSONVILLE, NC, 100% OWNERSHIP WITH SPOUSE, START 12/1/2020, 0.5 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1984-12-26 |
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