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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-01-19 |
| KY | RA | APPROVED | 2023-11-10 |
| NC | RA | APPROVED | 2022-10-05 |
| SC | RA | APPROVED | 2022-02-17 |
| TX | RA | APPROVED | 2022-01-05 |
| IL | RA | APPROVED | 2019-08-14 |
| MD | RA | APPROVED | 2019-07-03 |
| DC | RA | APPROVED | 2017-10-02 |
| WA | RA | APPROVED | 2017-09-27 |
| VA | RA | APPROVED | 2017-05-31 |
| DE | RA | APPROVED | 2017-05-17 |
| MA | RA | APPROVED | 2015-07-16 |
| NJ | RA | APPROVED | 2014-10-24 |
| FL | RA | APPROVED | 2013-10-23 |
| PA | RA | APPROVED | 2011-04-05 |
| CA | RA | APPROVED | 2009-08-25 |
Branch Locations
150 South Warner Road Suite 120, King Of Prussia, PA 19406 • United States
758 East High Street 1St Floor, Pottstown, PA 19464 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Pottstown | PA | 10/2002 | Present |
| Guardian Life Insurance Company | Pottstown | PA | 02/2002 | Present |
| Park Avenue Securities | King Of Prussia | PA | 05/2026 | Present |
| Guardian Life Insurance Company | King Of Prussia | PA | 05/2026 | Present |
1. INSURANCE SERVICES (PRODUCTS OTHER THAN GUARDIAN), Start: 10/30/2002, Address: 758 E High Street, Pottstown, PA 19464, 1 bus hr per month, Investment related, 2. Panda G LLC-properties, Start: 05/01/2008, Address: 758 East High Street Pottstown, PA 19464 and 636 Village Drive, Pottstown, PA 19464, Hrs per month - Tot/Bus: 6/2, Investment related, 3. Medicare Supplement Insurance, Start: 04/01/2015, Address: 347 Pottstown Pike #200, Exton, PA 19341 West Chester, PA 19380, 1 bus hr per month, Investment related, 4. PPK Family Revocable Trust, Start Date: 1/15/2025, Address: 26595 Raphis Royale Blvd., Englewood, FL 34223, 2 total hours per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-11-13 |
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