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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-01-11 |
Branch Locations
N14W23833 Stone Ridge Dr Suite 400, Waukesha, WI 53188 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 06/1984 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 09/1984 | Present |
| Northwestern Mutual Investment Services Llc | Waukesha | WI | 02/2006 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2012 | Present |
1. REAL ESTATE, 3946 E EDGERTON AVE., CUDAHY, WI, 3946 E EDGERTON AVE., CUDAHY, , WISCONSIN, 53110, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 4/5/2005, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CO-OWNER AND CO-PROPERTY MANAGER 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1989-05-03 |
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