Catherine Louise Danford

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1994 → 11/2018
  John Hancock Mutual Life Insurance Co
  Richmond, VA
• 02/1994 → 11/2018
  Signator Investors, Inc.
  Boston, MA
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Henrico, VA

Previous Registrations

• 2011-03-16 → 2018-11-02
  Signator Investors, Inc.
  Raleigh, NC
  Henrico, VA

Other Businesses

1. CAPITOL FINANCIAL SOLUTIONS POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 154 START DATE: 03/24/1994 ADDRESS: 8720 Stony Point Parkway, Suite 325, Richmond VA 23235, United States DESCRIPTION: Capitol Financial Solutions is the name I use to conduct and market my business. 2. CATHERINE DANFORD POSITION: broker NATURE: Fixed insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/1994 ADDRESS: 8720 Stony Point Parkway, Suite 325, Richmond VA 23235, United States DESCRIPTION: Researching fixed insurance products for clients, e.g. long-term care insurance, Medicare supplements, life insurance.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-07
• S63 Uniform Securities Agent State Law Examination
  1997-07-22

Designations

• Certified Financial Planner