Herbert Madison Ponder

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1983 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
• 03/2010 → Present
  Bank Of America, Na
  Atlanta, GA

Other Businesses

I*121897For profit or not for profit: Non-Profit OrganizationName of outside business organization: Buckhead Christian MinistiesInvestment related: NAddress of business:Atlanta, Georgia 30305Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 6/1/2019Number of hours devoted: 40 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Board of Directors on this non-profit organizationI*58941For profit or not for profit: For-Profit OrganizationName of outside business organization: Reeds Lake LLCInvestment related: YAddress of business: Atlanta, Georgia 30305Nature of business: LLC,Position, title, association: Limited Partner, Start date of relationship: 12/10/2012Number of hours devoted: 3 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Approval was originally granted under the name of Cedar Ridge Farm LLC. LLC had a name change to Reeds Lake LLC. All else the same. LLC that will own rural property. Property could potentially be placed in a conservation easement.I*121895For profit or not for profit: Non-Profit OrganizationName of outside business organization: Northside United Methodist ChurchInvestment related: NAddress of business:Atlanta, Georgia 30305Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 1/1/2019Number of hours devoted: 20 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Serving on the Finance CommitteeI*977284For profit or not for profit: Entity CharitableName of outside business organization: Washington & Lee UniversityInvestment related: NAddress of business: Lexington, VirginiaNature of business: ["School, College or University"]Position, title, association: ["Committee"], [["Other"]]Start date of relationship: 10/1/2022Number of hours devoted: 10 hour(s) MonthlyNumber of hours devoted during trading hours: 5Duties: , Class Reunion Chairman I*464098, Entity Type, Name of OBA: Buckhead Christian Ministries Address: Atlanta, GA 30305 Investment Related: N Position, Title, Association: Board Member Employee Start Date: 02/02/2024 No Hours: No Hours during trading: 4 Duties: Board of Directors on this non-profit organization

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-08-20
• S63 Uniform Securities Agent State Law Examination
  1985-01-22

Other Names

• Herbert M Ponder
• Bert Ponder