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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-30 |
| CT | RA | APPROVED | 2008-04-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 04/2008 | Present |
| Commonwealth Financial Network | Newtown | CT | 04/2008 | Present |
1. Fixed insurance sales, as of 1986, 5% of time spent during business hours, conducted at branch; investment related. 2. Noyes-Ryder Wealth Management, owner of private entity for securities business; as of 04/30/2004, 100% of time spent during business hours, conducted at branch; investment related. 3. Health Care Representative, client; Located in Newton, CT, as of 06/05/2019; 1% time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-09 |
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