Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-10 |
| TX | RA | APPROVED | 2025-03-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | San Jose | CA | 05/1990 | 06/2024 |
| Securities America Advisors, Inc. | San Jose | CA | 05/2004 | 06/2024 |
| Osaic Wealth, Inc. | San Jose | CA | 06/2024 | 03/2025 |
| Lpl Financial | San Jose | CA | 03/2025 | Present |
1) 03/2025 - MLP AS Inc. / Business Entity For Tax/Investment Purposes Only / Tax prep/accounting/bookkeeping / Non Inv Related / San Jose, CA 95110 / Start date 03/10/2025 - 5 Hrs per month 2) 03/2025 - MLP TAX & FINANCIAL SERVICES, INC / DBA for LPL Business (entity for LPL business) Inv Related - at reported business location (s) 150 Hrs per month - 98 % Time Spent
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-01-30 |
Reach out to this advisor