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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-03-02
WI RA APPROVED 2010-04-13
  • TX RA
    APPROVED_RES
    Since 2011-03-02
  • WI RA
    APPROVED
    Since 2010-04-13

Branch Locations

135 South 84Th Street Suite 135, Milwaukee, WI 53214 • United States

Alliance Wealth Management Milwaukee, Inc.

135 S. 84Th Street Suite 135, Milwaukee, WI 53214 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2007-08-28
  • WI RA
    APPROVED
    Since 2007-08-28

Branch Locations

135 S. 84Th Street Suite 135, Milwaukee, WI 53214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Milwaukee WI 12/2006 Present
Alliance Wealth Management, Inc. Milwaukee WI 08/2007 Present
Real Estate Milwaukee WI 10/2007 Present
Insurance Non Variable Milwaukee WI 12/2006 Present
Alliance Wealth Management Milwaukee WI 11/2007 Present
  • 12/2006 → Present
    Raymond James Financial Services
    Milwaukee, WI
  • 08/2007 → Present
    Alliance Wealth Management, Inc.
    Milwaukee, WI
  • 10/2007 → Present
    Real Estate
    Milwaukee, WI
  • 12/2006 → Present
    Insurance Non Variable
    Milwaukee, WI
  • 11/2007 → Present
    Alliance Wealth Management
    Milwaukee, WI
Other Businesses

(1)Name of Business: Alliance Wealth Management Address: 135 s84th street, suite 135, milwaukee wi 53214, milwaukee, WI, 53214, United States Activity Type: Independent RIA Position/Title: Other Investment Related: Yes Start Date: 11/07/2007 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 11-20 Description of duties: financial planning (2)Name of Business: Alliance Wealth Management milwaukee Address: 135 S 84th St Ste 135, Milwaukee, WI, 53214, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 02/08/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: life and ltc insurance (3)Name of Business: Alliance Wealth Management Milwaukee, Inc Address: 135 S 84th St Ste 135, Milwaukee, WI, 53214-1477, United States Activity Type: Support Company - Owner Position/Title: Officer - Treasurer, Officer - CEO, Officer - President, Officer - Secretary Investment Related: No Start Date: 12/06/2006 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Wealth management, chief compliance officer (4)Name of Business: NA Address: w304n2892 grand haven dr, pewaukee, WI, 53072, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/1987 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: rental

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-23
S63 Uniform Securities Agent State Law Examination 1994-10-26
  • S65 Uniform Investment Adviser Law Examination
    1999-06-23
  • S63 Uniform Securities Agent State Law Examination
    1994-10-26

View on SEC IAPD

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