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Mark Edward Johnson

LPl Financial LLC

Atlanta, GA

CRD 1315990

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-07-10
  • GA RA
    APPROVED
    Since 2025-07-10

Branch Locations

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group Inc Atlanta GA 07/2012 07/2025
Lpl Financial Llc Atlanta GA 07/2025 Present
  • 07/2012 → 07/2025
    Next Financial Group Inc
    Atlanta, GA
  • 07/2025 → Present
    Atlanta, GA
Previous Registrations
  • 2007-05-01 → 2025-07-10
    Next Financial Group, Inc.
    Atlanta, GA
    Alpharetta, GA
    Atlanta, GA
  • 2004-05-03 → 2007-04-17
    Raymond James Financial Services, Inc.
    Roswell, GA
    Roswell, GA
  • 2002-02-28 → 2004-04-28
    Invest Financial Corporation
    Tucker, GA
Other Businesses

1. 07/10/2025- MARK E. JOHNSON-INSURANCE SALES-Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 04/16/2007- 56 Hours Per Month- 56 Hours During Trading 2. 07/10/2025- JOHNSON WEALTH MANAGEMENT GROUP LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/10/2012- 104 Hours Per Month- 104 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-26
S63 Uniform Securities Agent State Law Examination 1985-03-11
  • S65 Uniform Investment Adviser Law Examination
    1996-09-26
  • S63 Uniform Securities Agent State Law Examination
    1985-03-11

View on SEC IAPD

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