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James Lee Niedermeier

Ausdal Financial Partners, Inc.

Downers Grove, IL

Rockford, IL

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Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-01-30
  • IL RA
    APPROVED
    Since 2019-01-30

Branch Locations

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

2790 Centerville Road, Rockford, IL 61102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Niedermeier Agency Rockford IL 07/2003 Present
Ausdal Financial Partners, Inc. Davenport IA 09/2009 Present
Other Businesses

1-NIEDERMEIER AGENCY. 2780 CENTERVILLE RD. ROCKFORD IL 61102. 100% OWNERSHIP. INSURANCE SALES & SERVICES. 2. Equity Indexed Annuities - Niedermeier Agency-Insurance Sales & Service, Rockford, IL. EIA Insurance sales/owner since 10/2015. Less than one hour a month is devoted to this activity all during trading hours. Commission based income. This is not an investment related activity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-21
S63 Uniform Securities Agent State Law Examination 1991-11-01
  • S65 Uniform Investment Adviser Law Examination
    2018-09-21
  • S63 Uniform Securities Agent State Law Examination
    1991-11-01

View on SEC IAPD

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